How To Build a FinTech App

US Securities and Exchange Commission (SEC)

The SEC protects investors from fraudulent activities and ensures the right outcomes for all. The SEC enforces US securities laws regularly and your trading platform must go parallely with it.

Financial Industry Regulatory Authority (FINRA)

The Financial Industry Regulatory Authority (FINRA) protects American investors by regulating Broker-Dealers, Funding Portals, and Capital Acquisition Brokers. Make sure your trading business conforms to FINRA also.

Chicago Board Options Exchange (CBOE)

Keeping your electronic trading platform in compliance with the Chicago Board Options Exchange. Chicago Board Options Exchange (CBOE) is the largest options exchange in the world.

National Futures Association (NFA)

The National Futures Association protects investors and markets by regulating brokers, commodity pool operators, dealers, futures merchants, exchanges, and commodity trading advisors.